FAA-G04: Guidelines on Standards of Conduct for Financial Advisers and Representatives (E-Learning)

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FACPD_FAAG04
CREDIT:
10

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FA-CPD COURSES

This course explains the purposes for the Guideline no. FAA-G04 which relates to standards of conduct for financial advisers and their representatives. Following that, the course goes on to explore the 10 standards of conduct regarding the areas of Integrity, Objectivity, Confidentiality, Competence, Due care and diligence, Disclosure to client, Know your client, Conflicts of interest, Complaints handling and Compliance with laws. The course highlight the importance of financial advisers and their representatives in adhering to the standards of conduct stated under MAS Guideline no. FAA-G04. After attending the course, the participants will be able to better understand and therefore conduct their professional practice in accordance with the guidelines.

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