FSG-G02: Guidelines on Standards of Conduct for Marketing and Distribution Activities by Financial Institutions (E-Learning)

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ID:
FACPD_FSG_G02
CREDIT:
10

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FA-CPD COURSES

Contextualised for Roadshow Activities in Singapore

This course explains the purposes for the Guidelines and how they apply to financial institutions and their representatives when they conduct their marketing and distribution activities at retailers and public places, which must be carried out in a responsible and professional manner. The role and responsibilities of senior management and the twelve Safeguards under the Guidelines will be explored.

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